Disclosures and Policies
United States
- Annual Regulatory Disclosures
- Swap Dealer Disclosures
- SEC Rule 605 Archived Reports
- SEC Rule 606 Most Recent Reports
- SEC Rule 606 Archived Reports
- SEC Rule 606 Disclosure
- CF Secured LLC Disclosures
- Regulation Best Interests Form CRS
- Notice to Permitted Clients (All Canadian Provinces) CFCO
- Capital Introduction Group – General Disclosures
Financial Disclosures
- Daily Segregation Statement
- Daily Secured 30.7 Statement Disclosure
- Net Capital Summary
- Year End Certified Financial Statement Disclosure
- Month End Segregated Secured 30.7 Statements Disclosure
- Monthly FOCUS Report
Canada
United Kingdom
Terms of Business
Electronic Access and Trading Terms
Policies
Other Key Documents
Ireland
For more information on Cantor Fitzgerald Ireland, please visit www.cantorfitzgerald.ie
Japan
For more information on Cantor Fitzgerald Japan, please visit Japan Page ( 日本 )
Environmental, Social, and Governance (ESG)
US
UK