Disclosures and Policies
United States
- Annual Regulatory Disclosures
- Swap Dealer Disclosures
- SEC Rule 605 Archived Reports
- SEC Rule 606 Most Recent Reports
- SEC Rule 606 Archived Reports
- SEC Rule 606 Disclosure
- CF Secured LLC Disclosures
- Regulation Best Interests Form CRS
- Notice to Permitted Clients (All Canadian Provinces) CFCO
- Capital Introduction Group – General Disclosures
Financial Disclosures
- Daily Segregation Statement
- Daily Secured 30.7 Statement Disclosure
- Net Capital Summary
- Year End Certified Financial Statement Disclosure
- Month End Segregated Secured 30.7 Statements Disclosure
- Monthly FOCUS Report
Canada
United Kingdom
Disclosures
- Standard Terms of Business
- Assisted Reporting Terms
- Electronic Access and Trading Terms
- CFE MIFIDPRU 8 Disclosures
- Cantor Fitzgerald Europe (CFE) Legal & Regulatory Disclosures
- Risk Management
- CFE Modern Slavery Act Statement
Policies
- Best Execution Policy
- Conflicts of Interest Policy
- Conflicts of Interest Policy
- Remuneration Policy
- Cyber Security Policy
- Data Protection Policy
- Compliance Policy
Ireland
For more information on Cantor Fitzgerald Ireland, please visit www.cantorfitzgerald.ie
Japan
For more information on Cantor Fitzgerald Japan, please visit Japan Page ( 日本 )
Environmental, Social, and Governance (ESG)
US