Corporate Finance – Disclosure
This presentation has been provided by Cantor Fitzgerald Europe (“CFE”) for informational purposes and may not be relied upon for any purpose. The information contained in this presentation is confidential, and is intended for use by the recipient only.
This document does not constitute or form any part of, and is not to be construed as an offer, invitation or solicitation to buy or sell any securities issued by any of the companies referred to in it or to participate in any trading strategy. This presentation does not purport to be tax or legal advice and the recipient should obtain its own advice in this respect.
No representation, warranty or undertaking, express or implied by any of CFE or its affiliates, is given and no responsibility is accepted as to the accuracy or completeness of any information contained in, or of any omissions from, this presentation or any supplementary information made available to the recipient, and nothing contained in this presentation shall be relied upon as a promise or representation as to past or future performance. In providing this presentation, none of CFE or its affiliates undertakes any obligation to provide the recipient with access to any further information or to correct any inaccuracies or omissions which may become apparent. Any liability in respect of such information or omissions is hereby expressly disclaimed.
Any opinion expressed in this presentation reflects CFE’s judgement at the date of this presentation. The information (including any opinion) contained in this presentation is subject to change without notice, and does not purport to contain all of the information that may be required to evaluate any potential appointment. This presentation shall not form the basis of any contract with CFE or any of its affiliates.
At any time, CFE and any of its affiliates may own or have positions in securities of companies or issuers mentioned herein and may also seek to provide financial advisory, banking and other services for any such companies or issuers.
By accepting such information, the recipient agrees that it will, and it will cause its directors, officers, advisers, agents and representatives to, use such information only to evaluate the potential appointment of CFE and for no other purpose, and the recipient will not provide or divulge any such information to any other party or summarise or otherwise refer to such information. The recipient shall be responsible for violations of its directors, officers, advisers, agents and representatives of the obligations set out in this paragraph.
Cantor Fitzgerald Europe is authorised and regulated by the Financial Conduct Authority, and is a leader of the London Stock Exchange.
Information for Australian Investors
This communication is distributed in Australia by CFE which is exempt from the requirement to hold an Australian financial services licence under the Corporations Act pursuant to ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182 and any information set out in this communication is only intended for persons who are Wholesale Investors as described in Section 761G of the Corporations Act 2001 (as amended). It is not intended to for any other class of persons and may not be relied upon by such persons and is therefore not intended for private individuals or those who would be classified as Retail Clients.
Information to Canadian Investors
CFE has International Dealer Exemptions to conduct business with the counterparties in the following Canadian provinces and territories: Alberta, British Columba, Newfoundland and Labrador, Nova Scotia, Ontario and Yukon only. This communication is not intended for any Canadian institutional investors outside of the above provinces and territories. This communication is not intended for any non-institutional investors in Canada.
Information for Hong Kong Investors
These materials have been provided by Cantor Fitzgerald (Hong Kong) Capital Markets Limited (“CFHK”) or its affiliates (including, but not limited, to Cantor Fitzgerald Europe) for informational purposes in connection with an actual or potential transaction(s) and may not be relied upon for any purposes. It is not an offer to buy or sell or a solicitation to the public or otherwise of an offer to buy or sell any security, loan or asset or to participate in any trading strategy. These materials are not investment advice and do not constitute a personal investment advice with reference to any of your personal circumstances. Sources of information are believed to be reliable, but neither CFHK nor any of its affiliates make any representation or warranty, express or implied, as to the accuracy or completeness of the information contained herein, and nothing contained herein shall be relied upon as a promise or representation whether as to the past or future performance. In Hong Kong, these materials have been distributed only to persons who are “Professional Investors” as defined under the Securities and Futures Ordinance (Cap 571) and the Securities and Futures (Professional Investor) Rules (Cap 571D) (“Professional Investor Rules”). If the recipient has received this document in Hong Kong, it confirms that it is a Professional Investor. By accepting this document, you confirm that these materials must not be acted upon in Hong Kong by persons who are not Professional Investors. CFHK is authorized and regulated by the Securities and Futures Commission in conduct Type 1(Dealing in Securities), Type 2 (Dealing in Futures Contracts), Type 4 (Advising on Securities) and Type 6 (Advising on Corporate Finance) regulated activities.
Information for Singapore Investors
CFE is a foreign related entity of Cantor Fitzgerald Singapore (CFSG) which is regulated by the Monetary Authority of Singapore (MAS). A per paragraph 9 of the Third Schedule to the Securities and Futures Act, Chapter 289 of Singapore (“SFA”), CFE is permitted to carry on certain regulated activity without being licensed or exempted in Singapore. This includes dealing in capital market products, the marketing of securities and advising on corporate finance. This communication is only intended for institutional investors in Singapore.
Information for South African Investors
The information furnished in this report, document or communication (The communication) has been prepared by CFE This communication does not constitute a recommendation, legal advice or ‘advice’ as contemplated in the Financial Markets Act 19 of 2012 and/or The Financial Advisory and Intermediary Services Act 37 of 2002, it is not to be relied upon when making investment or other decisions. This communication may not be seen as an offer to conclude a transaction. Regarding the information, CFE does not guarantee accuracy or completeness and accepts no liability thereto. This material is intended for banks and institutional clients (Professional clients), not for retail or non-institutional clients. This message contains confidential information and is intended only for the addressee. This information is not to be redistributed or copied without prior written consent.’
Information for Turkish Investors
This marketing communication may be distributed by CFE persons in the United Kingdom into Turkey. CFE is not a registered broker-dealer in Turkey, its persons are not licensed by Capital Markets Licensing Registry and Training Agency Inc. This marketing communication is out of the scope of CMB’s Law and Communiqu© III-37.1.
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